Unclaimed
Johnathan Robert Shapiro is a registered representative with Fidelity Brokerage Services LLC. Johnathan Shapiro has been active in the industry since July 31, 2023. Johnathan Shapiro has passed the Series 7TO, SIE and Series 63 examinations. Johnathan Shapiro is currently registered to conduct securities business in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
08/01/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 08/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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