Invested Better
Unclaimed

Unclaimed

Unclaimed

Johnathan Rashad Sims

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Johnathan? Claim Your Profile

About Johnathan Rashad Sims

Johnathan Rashad Sims is a financial advisor with Fidelity Brokerage Services LLC in Greenwood Village, Colorado. Johnathan is also registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Johnathan has been in the industry since May 19, 2021 and has worked for Empower Financial Services, Inc. in Greenwood Village, Colorado and Prudential Investment Management Services LLC in Newark, New Jersey. Prior to that, Johnathan was a financial advisor with TD Ameritrade, Inc. in St. Louis, Missouri.

Firm Information

Johnathan Sims is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Johnathan Sims’s Registration & Firm History

CO

04/11/2023 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

CO

04/04/2022 - 01/18/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

NJ

09/24/2021 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MO

02/19/2021 - 09/15/2021

TD AMERITRADE, INC. (ST. LOUIS MO)

Not sure if Johnathan Rashad Sims is right for you?

Licenses & Designations

BC

Issued 03/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Johnathan Rashad Sims.
Not sure if Johnathan Rashad Sims is right for you?