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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnathan? Claim Your ProfileJohnathan Patterson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Johnathan has been in the industry for more than a few years and has experience working with individuals, high-net-worth individuals, businesses, corporations, and charitable organizations. Johnathan has been a registered representative and investment advisor representative in North Carolina and Texas. In the past, Johnathan also worked with Equitable Advisors, LLC, Vanguard Marketing Corporation, and a number of other organizations. Johnathan has passed the Series 7TO, Series 66 and SIE exams. Johnathan is able to provide investment advice in a number of areas including portfolio management, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/21/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
02/27/2024 - 07/09/2024
EQUITABLE ADVISORS, LLC (CHARLOTTE NC)
NC
12/09/2020 - 02/14/2024
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 10/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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