Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnathan? Claim Your ProfileJohnathan Williams is a financial advisor with Northwestern Mutual Investment Services, LLC. Johnathan is registered with the state of North Carolina and holds the Series 6, 7TO, 26 and 63 securities licenses. Johnathan has been in the financial services industry since July 2, 2013. Northwestern Mutual Investment Services, LLC is an investment advisor that provides investment advice and other financial services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
07/03/2013 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
BC
Issued 07/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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