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Johnathan Ma

Precept Advisory Group LLC

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About Johnathan Ma

Johnathan Ma is an Investment Advisor Representative with Precept Advisory Group LLC, with offices in Irvine, California. Johnathan has been in the industry for over 9 years, and has experience in various financial services roles, including retirement planning, financial planning, and portfolio management for businesses. Johnathan holds licenses in both California and Texas, and is currently licensed for investment advisory services. Johnathan has passed both the Series 6 and Series 63 examinations, and has been actively involved in the industry for over 9 years.

Firm Information

Johnathan Ma is currently registered with Precept Advisory Group LLC. Precept Advisory Group LLC is an investment advisor located in Irvine, CA. The firm primarily advises pension and profit-sharing plans and corporations or other businesses. They manage approximately $4.27 billion in assets. Precept Advisory Group LLC is registered with the SEC and has a SEC number of 801-71072.
Precept Advisory Group LLC

130 THEORY

IRVINE, CA 92617

$4.27B

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Johnathan Ma’s Registration & Firm History

CA

08/03/2023 - Present

Precept Advisory Group LLC (IRVINE CA)

CO

06/01/2021 - 07/19/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CA

12/07/2018 - 02/04/2021

LPL FINANCIAL LLC (PASADENA CA)

CA

01/03/2014 - 10/02/2018

FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)

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Licenses & Designations

IA

Issued 07/12/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Johnathan Ma.
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