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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnathan? Claim Your ProfileJohnathan Lloyd Fitzgibbons is a financial advisor with over 23 years of experience in the industry. Johnathan Lloyd Fitzgibbons is currently registered with Robert W. Baird & Co. Inc. in California, Massachusetts, and Texas. Johnathan Lloyd Fitzgibbons has previously been registered with THINKEQUITY LLC, THOMAS WEISEL PARTNERS LLC, BANC OF AMERICA SECURITIES LLC, and MONTGOMERY SECURITIES. Johnathan Lloyd Fitzgibbons specializes in providing financial advice to a wide range of clients, including individuals, businesses, and institutions. Johnathan Lloyd Fitzgibbons offers a variety of financial services, including portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
09/30/2024 - Present
Robert W. Baird & Co. Inc. (Mill Valley CA)
CA
05/25/2005 - 05/16/2011
THINKEQUITY LLC (SAN FRANCISCO CA)
CA
01/24/2000 - 04/02/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 01/25/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
12/19/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 05/16/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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