Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnathan? Claim Your ProfileJohnathan Horman is a registered investment advisor representative with NBC Securities, Inc., based in Imperial, Missouri. Johnathan has been in the industry since 2011, and has extensive experience with various financial products and services. He is a licensed representative in Alabama, Colorado, Florida, Illinois, Missouri, and Texas. Johnathan has a strong track record of providing personalized financial advice to a wide range of clients, including individuals, families, businesses, and charitable organizations. In addition to his work at NBC Securities, Inc., Johnathan has also held positions at Wells Fargo Advisors, Northwestern Mutual Investment Services, and Wells Fargo Clearing Services. He is dedicated to helping his clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
05/21/2024 - Present
NBC Securities, Inc. (Imperial MO)
MO
02/01/2023 - 02/22/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/29/2022 - 02/22/2024
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/12/2014 - 09/03/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)
MO
04/14/2011 - 01/13/2014
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
BOTH
Issued 10/07/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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