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Johnathan Edward Catlett

D.e. Shaw Securities, LLC

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About Johnathan Edward Catlett

Johnathan Edward Catlett is a financial professional with D.e. Shaw Securities, LLC. Johnathan Catlett has been in the industry since November 28, 2023. Johnathan Catlett is a registered principal in the state of New York. Johnathan Catlett holds the Series 27 exam.

Firm Information

Johnathan Catlett is currently registered with D.e. Shaw Securities, LLC. D.e. Shaw Securities, LLC is a Limited Liability Company formed on November 13, 2000. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. D.e. Shaw Securities has been approved for registration by the SEC.

Not reported

Assets Under Management

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Total Clients

Not reported

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Johnathan Catlett’s Registration & Firm History

NY

11/29/2023 - Present

D.e. Shaw Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/29/2023

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Johnathan Edward Catlett.
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