Unclaimed
Johnathan Daniel Guay is a financial advisor in Rochester, New York with over 18 years of experience in the financial services industry. Johnathan Guay is currently registered with Allstate Financial Services, LLC and has been with the firm since June 2005. Previously, Johnathan Guay worked at Northwestern Mutual Investment Services, LLC from May 2004 to June 2004. Johnathan Guay holds a Series 6 and Series 63 license. Johnathan Guay is also registered to sell securities in Arizona, Florida, Nevada, New Jersey, New York, Rhode Island, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/07/2005 - Present
Allstate Financial Services, LLC (Rochester NY)
WI
05/07/2004 - 06/24/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 06/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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