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Johnathan D Hampton

Aquas Financial, LLC

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About Johnathan D Hampton

Johnathan Hampton is a financial advisor with over 15 years of experience in the industry. Johnathan is currently registered with Aquas Financial, LLC in Austin, TX. Johnathan has previously been employed by Redi Global Technologies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC and Banc One Securities Corporation.

Firm Information

Johnathan Hampton is currently registered with Aquas Financial, LLC. Aquas Financial, LLC is a Limited Liability Company formed in Texas on August 25, 2020. The firm is registered with the SEC and the state of Texas.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Johnathan Hampton’s Registration & Firm History

TX

02/23/2022 - Present

Aquas Financial, LLC (AUSTIN TX)

TX

05/01/2014 - 10/28/2019

REDI GLOBAL TECHNOLOGIES LLC (Carrollton TX)

TX

02/09/2009 - 05/01/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)

TX

07/03/2006 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (FRISCO TX)

IL

09/17/2003 - 07/12/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2006

Series 3 - National Commodity Futures Examination

BC

Issued 06/28/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/16/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Johnathan D Hampton.
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