Unclaimed
Johnathan Hampton is a financial advisor with over 15 years of experience in the industry. Johnathan is currently registered with Aquas Financial, LLC in Austin, TX. Johnathan has previously been employed by Redi Global Technologies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC and Banc One Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/23/2022 - Present
Aquas Financial, LLC (AUSTIN TX)
TX
05/01/2014 - 10/28/2019
REDI GLOBAL TECHNOLOGIES LLC (Carrollton TX)
TX
02/09/2009 - 05/01/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
07/03/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (FRISCO TX)
IL
09/17/2003 - 07/12/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 09/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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