Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnathan? Claim Your ProfileJohnathan Christian Stephens is a Registered Representative and Investment Advisor Representative associated with Concourse Financial Group Securities, Inc. Johnathan has been in the industry since 2002 and has been with Concourse Financial Group Securities, Inc. since 2016. Johnathan has offices in Sanford, NC. Johnathan specializes in providing financial and investment services to individuals and businesses. Johnathan also has an active affiliation with (dba) Legacy Asset Strategies, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/01/2016 - Present
Concourse Financial Group Securities, Inc. (Sanford NC)
NC
03/28/2005 - 06/12/2009
PROEQUITIES, INC. (SANFORD NC)
NY
09/23/2002 - 04/13/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 09/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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