Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Johnathan? Claim Your ProfileJohnathan C Shaw is a financial advisor with over 20 years of experience in the industry. Johnathan is currently registered with Wells Fargo Clearing Services, LLC and has a broad range of experience serving individual investors, businesses, and institutions. Johnathan has been a Certified Financial Planner since 2008 and is committed to providing personalized financial planning and investment management services. In addition to Johnathan's experience with Wells Fargo, Johnathan has worked at Morgan Stanley, Waddell & Reed, Inc., and Vanguard Marketing Corporation, giving Johnathan a deep understanding of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/12/2024 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
05/10/2021 - 02/29/2024
MORGAN STANLEY (Winston-Salem NC)
NC
04/29/2002 - 04/05/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
KS
08/16/2001 - 12/14/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
PA
03/15/2001 - 08/20/2001
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 08/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/06/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Johnathan Shaw is the right advisor for you? Invested Better is here to help.
