Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Zhou Fang is a financial advisor who is currently registered with Finalis Securities LLC. John has over 15 years of experience in the financial services industry. John is licensed to sell securities in 14 states, including California, New York, Florida, and Texas. John specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/07/2021 - Present
Finalis Securities LLC (New York NY)
FL
01/16/2020 - 09/03/2021
ASHLAND SECURITIES, LLC (MIAMI FL)
NY
02/25/2019 - 01/17/2020
CANACCORD GENUITY LLC (New York NY)
NY
10/31/2018 - 04/29/2019
PETSKY PRUNIER SECURITIES, LLC (NEW YORK NY)
TX
02/14/2018 - 10/18/2018
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
MO
11/30/2016 - 02/13/2018
BURCH & COMPANY, INC (KANSAS CITY MO)
NY
08/10/2010 - 11/16/2016
SONENSHINE & COMPANY LLC (NEW YORK NY)
NY
12/11/2008 - 07/06/2010
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
09/19/2007 - 01/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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