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John Zervas

Cetera Advisors LLC

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About John Zervas

John Zervas is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC, located in El Segundo, CA. John has over 20 years of experience in the financial services industry. John is registered to provide securities-related services in all 50 states and the District of Columbia. John holds the Series 4, 7, and 63 securities licenses, as well as the SIE and Series 65 Investment Advisor licenses. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

John Zervas is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Zervas’s Registration & Firm History

CA

04/01/2022 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

FL

08/07/2018 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

01/10/2017 - 07/30/2018

ALLY INVEST SECURITIES LLC (FORT LAUDERDALE FL)

NY

11/22/2000 - 11/26/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 02/14/2017

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/07/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/08/2018

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Zervas.
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