Unclaimed
John Huang is a financial advisor registered with Morgan Stanley & Co. LLC. John has been working in the financial industry since January 11, 2020. John has passed the Series 6, Series 63, SIE and Series 99TO exams. John is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2023 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
NJ
07/19/2023 - 02/13/2024
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
MA
07/24/1995 - 03/03/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/24/1995 - 03/03/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2021
Series 99TO - Operations Professional Examination
BC
Issued 06/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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