Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ying Shen is a financial advisor with U.S. Bancorp Investments, Inc. located in Charlotte, North Carolina. John has been in the industry since 2013 and holds the Series 63, Series 7TO, SIE, and Series 79 licenses. John's previous experience was with WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
10/06/2022 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NC
05/06/2013 - 10/06/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 05/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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