Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wood Abbott is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Dallas, TX. John has been in the financial services industry since 2004 and has experience with a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. John holds Series 7 and 66 licenses and has a strong understanding of the financial markets. John specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/25/2020 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
08/15/2008 - 08/27/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
11/02/2006 - 08/29/2008
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
06/18/2004 - 09/29/2006
AMERIPRISE FINANCIAL SERVICES, INC. (DALLAS TX)
MN
06/18/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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