Unclaimed
John Wojciechowski is a financial professional who is currently registered with Wells Fargo Securities, LLC. John has been in the industry since January 25, 2016. John holds Series 63, Series 7, Series 99TO, Series 22TO, Series 82TO, and Series 6TO licenses. John has a strong track record of success in the financial services industry, with a focus on helping clients achieve their financial goals. John is dedicated to providing clients with personalized advice and strategies to help them make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/22/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
06/01/2015 - 07/25/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 06/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/22/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 03/22/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/22/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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