Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Witherspoon Wallace is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. John has been in the financial industry since 2000, and holds a Series 6, 7, and 63 license as well as the SIE exam. John has worked with J.P. Morgan Securities LLC, Oppenheimer & Co. Inc., CIBC World Markets Corp., The Leaders Group, Inc. and Investors Security Company, Inc. in the past. In addition to working with Wells Fargo Clearing Services, LLC, John also has other business interests, including Habersham Marina LLC, Trustee for Cousin's Trust, and a rental property parking lot.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
02/09/2011 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
10/03/2003 - 02/16/2011
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
NY
01/03/2003 - 10/23/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
04/30/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CO
09/07/2000 - 05/03/2001
THE LEADERS GROUP, INC. (LITTLETON CO)
VA
07/21/2000 - 09/11/2000
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
IA
Issued 10/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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