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John Wischum

TD Private Client Wealth LLC

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About John Wischum

John Wischum is an investment advisor representative at TD Private Client Wealth LLC with 38 years of experience in the industry. John has a wide range of experience and holds various licenses including Series 6, 7, 24, 52TO, 53 and 63 licenses. John specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services. John is a chartered financial consultant and also serves as a soccer official for Loudoun Soccer and is on the board of directors for Knights of Columbus Council # 13468. John is registered with FINRA and in the following states: Colorado, Delaware, District of Columbia, Florida, Georgia, Maryland, Minnesota, North Carolina, South Carolina and Virginia. John previously worked at Prudential Insurance Company of America, Allstate Insurance Co. and LSA Securities, Inc.

Firm Information

John Wischum is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Wischum’s Registration & Firm History

VA

10/26/2022 - Present

TD Private Client Wealth LLC (VIENNA VA)

NJ

05/26/2021 - 11/01/2022

PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)

IL

10/29/1998 - 11/12/2020

ALLSTATE FINANCIAL SERVICES, LLC (NORTHBROOK IL)

IL

10/31/1996 - 10/29/1998

LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)

MA

05/23/1983 - 04/21/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/23/1983 - 04/21/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/25/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2002

Series 7 - General Securities Representative Examination

BC

Issued 05/20/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Wischum.
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