Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Winthrop Claghorn is an investment advisor representative with Rockefeller Financial LLC and Rockefeller Capital Management. John has been in the industry since 2005 and is registered with the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA). John has a Series 7, Series 63 and Series 65 license. John is a Registered Investment Advisor (RIA) with the SEC, and is also registered with FINRA. John has an extensive background in providing financial advice to high-net-worth individuals, families, and institutions. John specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/14/2022 - Present
Rockefeller Financial LLC (New York NY)
NY
06/22/2015 - 07/20/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/23/2012 - 07/09/2015
MORGAN STANLEY (NEW YORK NY)
NY
09/13/2011 - 06/22/2012
WEDBUSH SECURITIES INC. (NEW YORK NY)
NY
02/29/2008 - 07/01/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/06/2005 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
IA
Issued 10/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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