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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Windham Peterson is a financial advisor with over 30 years of experience in the industry. John is currently registered with Wells Fargo Advisors Financial Network, LLC and has previously worked with Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc. and UBS Financial Services Inc. John holds Series 7, 9, 10, 31, 63 and 65 licenses. John provides investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
02/25/2022 - Present
Wells Fargo Advisors Financial Network, LLC (BOCA RATON FL)
MN
06/01/2009 - 03/09/2022
MORGAN STANLEY (Wayzata MN)
MN
03/17/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WAYZATA MN)
NY
05/30/2003 - 03/21/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/27/1999 - 06/26/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/17/1992 - 09/21/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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