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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wilson Walter is a financial advisor at Morgan Stanley. John has been in the financial services industry since 1998. John's primary office is located at One Financial Plaza in Providence, RI. John also holds registrations in 33 states. John is a licensed securities professional. He is also a registered investment advisor and a registered representative in Rhode Island. John holds the Series 7, Series 63, Series 65, and Series 66 licenses. John is a member of FINRA. John provides investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
RI
02/02/2024 - Present
Morgan Stanley (Providence RI)
NY
10/31/2001 - 09/15/2003
QUICK & REILLY, INC. (NEW YORK NY)
TX
12/09/1998 - 02/14/2000
FLEET SECURITIES, INC. (DALLAS TX)
NY
06/05/1984 - 11/23/1998
TITUS & DONNELLY LLC (NEW YORK NY)
BOTH
Issued 04/04/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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