Unclaimed
John Wilson Puckhaber is a registered representative with Tradition Securities And Derivatives LLC. John has been in the securities industry since November 28, 2018. John holds the Series 63, SIE and Series 7 licenses and is registered in Alabama, Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/29/2018 - Present
Tradition Securities AND Derivatives LLC (New York NY)
BC
Issued 09/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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