Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Willie Harris is a financial professional with over a decade of experience in the financial services industry. John is currently registered with Alight Financial Solutions, LLC in Charlotte, North Carolina. John has held previous positions at TIAA-CREF Individual & Institutional Services, LLC and Vanguard Marketing Corporation. John holds the Series 6, Series 63, and SIE licenses and is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/03/2013 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
NC
02/24/2011 - 06/22/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
09/13/2005 - 08/20/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 04/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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