Unclaimed
John Krim is a financial professional with over 40 years of experience in the industry. John has held various roles at prominent firms, including Tullett Prebon Financial Services LLC, Rafferty Capital Markets, LLC, Murphy & Durieu, Fundamental Corporate Bond Brokers, Fundamental Corporate Bond Brokers, Inc., and MKI Securities Corp. John is currently registered with Tp Icap Global Markets Americas LLC, a firm that focuses on providing global market solutions. John holds multiple securities licenses, including Series 7, Series 24, Series 72, and SIE, demonstrating a commitment to professional development. John's experience and expertise make John a valuable resource for clients seeking financial guidance and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/05/2010 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
03/01/2007 - 01/04/2010
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/09/1992 - 02/28/2007
MURPHY & DURIEU (NEW YORK NY)
NA
02/28/1991 - 09/14/1992
FUNDAMENTAL CORPORATE BOND BROKERS
NA
01/29/1990 - 02/28/1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
NY
04/02/1979 - 08/07/1989
MKI SECURITIES CORP. (NEW YORK NY)
BC
Issued 05/31/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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