Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Williams is a financial advisor with Raymond James & Associates, Inc. in Coral Gables, FL. John has over 15 years of experience in the financial services industry. John holds FINRA Series 7, 31, and 66 licenses as well as the SIE exam. John is registered with the following states: Arizona, California, Colorado, Florida, Georgia, New Jersey, New York, South Carolina, Tennessee, and Virginia. John specializes in providing a wide range of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting. John is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/10/2021 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
10/14/2014 - 12/22/2021
MORGAN STANLEY (Aventura FL)
FL
10/01/2012 - 10/27/2014
J.P. MORGAN SECURITIES LLC (AVENTURA FL)
FL
06/25/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI LAKES FL)
FL
08/28/2008 - 02/17/2009
MORGAN STANLEY & CO. INCORPORATED (MIAMI FL)
FL
03/27/2008 - 09/23/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MIAMI FL)
BOTH
Issued 04/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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