Unclaimed
John William Waters is a financial advisor currently associated with Calamos Financial Services LLC. John has been in the industry since 2022 and holds licenses for Series 7TO, Series 63 and SIE examinations. John is registered with FINRA and is licensed to offer securities services in 24 states across the US. Prior to his current employment, John worked at BANKERS LIFE SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/23/2023 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
IL
05/24/2022 - 09/12/2022
BANKERS LIFE SECURITIES, INC. (Chicago IL)
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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