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John William Waters

Calamos Financial Services LLC

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About John William Waters

John William Waters is a financial advisor currently associated with Calamos Financial Services LLC. John has been in the industry since 2022 and holds licenses for Series 7TO, Series 63 and SIE examinations. John is registered with FINRA and is licensed to offer securities services in 24 states across the US. Prior to his current employment, John worked at BANKERS LIFE SECURITIES, INC.

Firm Information

John Waters is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Waters’s Registration & Firm History

IL

02/23/2023 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

IL

05/24/2022 - 09/12/2022

BANKERS LIFE SECURITIES, INC. (Chicago IL)

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Licenses & Designations

BC

Issued 06/03/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/24/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/29/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Waters.
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