Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Waelti is a financial advisor with Alliancebernstein Investments, Inc., located in Nashville, Tennessee. John has over 20 years of experience in the financial services industry. John holds the Series 7, Series 63, Series 7TO and SIE licenses. John previously worked with PIMCO INVESTMENTS LLC, E*TRADE SECURITIES LLC, QUEST CAPITAL STRATEGIES, INC. and LUTHERAN BROTHERHOOD SECURITIES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
08/25/2022 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NY
04/24/2020 - 08/06/2021
PIMCO INVESTMENTS LLC (NEW YORK NY)
IL
08/19/2019 - 12/02/2019
E*TRADE SECURITIES LLC (CHICAGO IL)
CA
10/18/2002 - 09/30/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
MN
08/21/1998 - 08/14/2000
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 11/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/29/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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