Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vaughan is a financial advisor with over 25 years of experience in the industry. John William Vaughan is currently registered with Fidelity Personal And Workplace Advisors. Prior to Fidelity, John worked at FDX Capital LLC, Foreside Fund Services, LLC, Salient Capital L.P., Hatteras Capital and Eaton Vance Distributors, INC. John is licensed to provide advisory services in Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
05/05/2020 - Present
Fidelity Personal AND Workplace Advisors (WESTWOOD MA)
NY
09/14/2015 - 02/24/2020
FDX CAPITAL LLC (NEW YORK NY)
ME
06/26/2014 - 07/31/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
TX
04/19/2012 - 06/17/2014
SALIENT CAPITAL L.P. (HOUSTON TX)
NC
04/09/2010 - 03/01/2012
HATTERAS CAPITAL (RALEIGH NC)
MA
09/01/2000 - 01/20/2010
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NA
04/10/1991 - 05/03/1994
EATON VANCE DISTRIBUTORS, INC.
NA
06/05/1987 - 02/06/1991
FIDELITY BROKERAGE SERVICES, INC.
NA
06/25/1986 - 12/04/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 01/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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