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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Vaughan is a financial advisor at Fidelity Personal and Workplace Advisors. John has been in the financial industry since 1994. John has a broad range of experience, having worked at several firms before joining Fidelity Personal and Workplace Advisors. John is licensed in several states, including Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York and Rhode Island. John offers a variety of financial planning services, including portfolio management for individuals and businesses, educational seminars, and selection of other advisors. John also provides financial planning services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
05/05/2020 - Present
Fidelity Personal AND Workplace Advisors (WESTWOOD MA)
NY
09/14/2015 - 02/24/2020
FDX CAPITAL LLC (NEW YORK NY)
ME
06/26/2014 - 07/31/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
TX
04/19/2012 - 06/17/2014
SALIENT CAPITAL L.P. (HOUSTON TX)
NC
04/09/2010 - 03/01/2012
HATTERAS CAPITAL (RALEIGH NC)
MA
09/01/2000 - 01/20/2010
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NA
04/10/1991 - 05/03/1994
EATON VANCE DISTRIBUTORS, INC.
NA
06/05/1987 - 02/06/1991
FIDELITY BROKERAGE SERVICES, INC.
NA
06/25/1986 - 12/04/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 1/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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