Unclaimed
John William Struzziery is a financial advisor with over 20 years of experience in the financial services industry. John currently holds a Series 7, Series 31, Series 63 and Series 65 license, as well as the Securities Industry Essentials Examination. John is registered with Foreside Fund Services, LLC, and has a firm BC scope of ACTIVE. John has previously been registered with AEW SECURITIES LIMITED PARTNERSHIP, MORGAN STANLEY DW INC. and GOLDMAN, SACHS & CO. John is currently registered in all 50 states. John has a proven track record of success in providing clients with personalized financial advice. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/14/2022 - Present
Foreside Fund Services, LLC (Boston MA)
MA
03/30/2005 - 10/18/2007
AEW SECURITIES LIMITED PARTNERSHIP (BOSTON MA)
NY
05/08/2003 - 01/29/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/25/2000 - 07/16/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 11/18/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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