Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Sheehan is an active investment advisor registered with the Securities and Exchange Commission (SEC). John has been in the financial services industry for over 38 years. John is a registered representative with Rockefeller Financial LLC. John previously held registrations with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, and Ferris & Company, Incorporated. John is licensed in several states and holds a Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, and SIE license. John has a broad range of experience in the financial services industry, including providing portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
04/10/2023 - Present
Rockefeller Financial LLC (ATLANTA GA)
DC
01/13/2012 - 04/05/2023
MORGAN STANLEY (WASHINGTON DC)
VA
08/18/1995 - 01/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RESTON VA)
NY
07/31/1993 - 08/30/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/20/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/21/1985 - 11/24/1987
FERRIS & COMPANY, INCORPORATED
IA
Issued 01/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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