Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Rosenbach is a financial professional with over 27 years of experience in the industry. John is currently registered with Morgan Stanley and has previously been registered with TD Ameritrade, Inc., E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, STERLING FOSTER & COMPANY, INC. and J. GREGORY & COMPANY, INC. John is a licensed Series 63, Series 7, Series 8, Series 9, Series 10, Series 99TO and SIE. John holds a variety of licenses and designations including Series 63, Series 7, Series 8, Series 9, Series 10, Series 99TO, and SIE. John specializes in providing financial advice and services to individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/14/2022 - Present
Morgan Stanley (Jersey City NJ)
NJ
09/30/2016 - 06/03/2024
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
10/16/2006 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
NJ
10/04/1996 - 10/04/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
08/11/1995 - 09/15/1995
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
NY
05/09/1995 - 07/20/1995
VTR CAPITAL, INC. (NEW YORK NY)
NY
06/27/1994 - 05/11/1995
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
NA
01/01/1994 - 07/01/1994
J. GREGORY & COMPANY, INC.
BC
Issued 02/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/24/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Rosenbach is the right advisor for you? Invested Better is here to help.
