Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Rogers is a financial professional with over 25 years of experience in the industry. John is currently registered with Intercoastal Capital Markets, Inc., and has been a registered representative since 1994. John holds the Series 6, 7, 24, 63, 79TO, 99TO and SIE licenses. John is a member of FINRA and the Securities Industry Essentials Examination. In previous roles, John held registrations with several other firms including JVB Financial Group, LLC, American Securities Group, Inc., Trident Partners Ltd., Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., Instinet.com Corporation, Republic Financial Services Corporation, Bull & Bear Securities, Inc., and Investor Service Center, Inc. John is licensed to conduct business in Alabama, Arkansas, California, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Puerto Rico, Rhode Island, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/29/2012 - Present
Intercoastal Capital Markets, Inc. (Buffalo NY)
FL
01/12/2010 - 01/17/2012
JVB FINANCIAL GROUP, LLC (BOCA RATON FL)
FL
03/27/2006 - 09/24/2009
AMERICAN SECURITIES GROUP, INC. (BOCA RATON FL)
NY
08/09/2005 - 10/17/2005
TRIDENT PARTNERS LTD. (WOODBURY NY)
NY
03/15/2001 - 06/28/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/15/2001 - 06/28/2005
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
04/19/2000 - 02/07/2001
INSTINET.COM CORPORATION (NEW YORK NY)
NY
09/08/1998 - 12/22/1999
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
09/14/1995 - 09/11/1998
BULL & BEAR SECURITIES, INC. (NEW YORK NY)
NY
07/18/1994 - 09/08/1995
INVESTOR SERVICE CENTER, INC. (ROCHESTER NY)
BC
Issued 07/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/16/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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