Unclaimed
John William Ratey is an investment advisor representative with Ally Invest Advisors. John has been in the financial services industry since December 17, 2013, and holds a Series 7 and Series 66 license. John is registered to provide investment advisory services in Minnesota and all 50 states. John specializes in portfolio management for individuals and financial planning. John provides investment advisory services for individuals and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
10/08/2021 - Present
Ally Invest Advisors (CHARLOTTE NC)
MN
05/15/2019 - 08/11/2021
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
06/06/2018 - 03/20/2019
AMERIPRISE FINANCIAL SERVICES, INC. (New Brighton MN)
MN
06/20/2013 - 03/08/2018
SCOTTRADE, INC. (BLOOMINGTON MN)
BOTH
Issued 02/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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