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John William Ratey

Ally Invest Advisors

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About John William Ratey

John William Ratey is an investment advisor representative with Ally Invest Advisors. John has been in the financial services industry since December 17, 2013, and holds a Series 7 and Series 66 license. John is registered to provide investment advisory services in Minnesota and all 50 states. John specializes in portfolio management for individuals and financial planning. John provides investment advisory services for individuals and high net worth individuals.

Firm Information

John Ratey is currently registered with Ally Invest Advisors. Ally Invest Advisors, based in Charlotte, NC, is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals and high-net-worth individuals. Ally Invest Advisors manages over $1.1 billion in assets for over 70,000 clients.
Ally Invest Advisors

601 S. TRYON STREET

CHARLOTTE, NC 28202

$1.13B

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Ratey’s Registration & Firm History

NC

10/08/2021 - Present

Ally Invest Advisors (CHARLOTTE NC)

MN

05/15/2019 - 08/11/2021

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MN

06/06/2018 - 03/20/2019

AMERIPRISE FINANCIAL SERVICES, INC. (New Brighton MN)

MN

06/20/2013 - 03/08/2018

SCOTTRADE, INC. (BLOOMINGTON MN)

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Licenses & Designations

BOTH

Issued 02/17/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/31/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Ratey.
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