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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Raho is a financial advisor with over six years of experience in the financial services industry. John has worked at various firms including Allied Millennial Partners, LLC, Spartan Capital Securities, LLC and David Lerner Associates, Inc. John currently holds Series 7, Series 63, Series 65 and SIE licenses. He is registered with both the state of Connecticut and New York. John specializes in portfolio management for individuals, businesses, and pooled investment vehicles. He is also a private wealth manager and president of Sound Wealth Management, LLC. John's primary affiliation is with A.g.p. / Alliance Global Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
09/08/2021 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
03/20/2019 - 07/10/2020
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
CT
11/24/2017 - 03/15/2019
ALLIED MILLENNIAL PARTNERS, LLC (Westport CT)
CT
06/26/2014 - 11/27/2017
DAVID LERNER ASSOCIATES, INC. (WESTPORT CT)
IA
Issued 11/09/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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