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John William Pitt

IRC Securities LLC

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About John William Pitt

John William Pitt is a financial professional with over 20 years of experience in the industry. John William Pitt is currently registered with IRC Securities LLC in New York, NY. John William Pitt has previously worked at Axiom Capital Management, Inc., DIRECT ACCESS PARTNERS LLC, NEWEDGE USA, LLC, INSTINET, LLC and LYNCH, JONES & RYAN, INC. John William Pitt holds Series 63, 24, SIE, 87, 16 and 7 licenses. John William Pitt is registered in Connecticut and New York.

Firm Information

John Pitt is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Pitt’s Registration & Firm History

NY

06/16/2020 - Present

IRC Securities LLC (NEW YORK NY)

NY

05/21/2014 - 11/30/2018

AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)

NY

09/10/2012 - 10/04/2012

DIRECT ACCESS PARTNERS LLC (NEW YORK NY)

NY

03/07/2011 - 05/31/2012

NEWEDGE USA, LLC (NEW YORK NY)

NY

06/01/2006 - 08/06/2010

INSTINET, LLC (NEW YORK NY)

NY

09/08/2000 - 06/01/2006

INSTINET, LLC (NEW YORK NY)

NY

07/30/1996 - 06/30/2005

LYNCH, JONES & RYAN, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/04/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/16/1996

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 07/29/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Pitt.
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