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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Pfaudler is an investment advisor representative at RFG Advisory, LLC. John has been in the financial services industry since 1999 and has a strong track record of providing financial advice to individuals, families, and businesses. John is committed to providing personalized financial planning and investment management services to help clients achieve their financial goals. John holds the Series 31, Series 52, Series 7, Series 63, and Series 65 licenses, as well as the SIE. John has a broad range of experience, including providing financial advice to individuals, families, and businesses. Prior to joining RFG Advisory, LLC, John was employed by LPL Financial LLC, Ameriprise Financial Services, Inc., and Ameriprise Advisor Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
12/08/2016 - Present
RFG Advisory, LLC (BIRMINGHAM AL)
AL
12/02/2016 - 06/08/2018
LPL FINANCIAL LLC (VESTAVIA HILLS AL)
AL
10/05/2009 - 12/07/2016
AMERIPRISE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
04/07/1999 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 06/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1999
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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