Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Petrozzi is a financial advisor with Imperial Capital, LLC. John has been in the financial services industry since September 9, 2006. John is registered with FINRA and is also registered in 14 states. Previously, John was employed with B. Riley Securities, Inc., RBS Securities Inc., Goldman, Sachs & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/09/2022 - Present
Imperial Capital, LLC (Stamford CT)
NY
03/26/2021 - 02/02/2022
B. RILEY SECURITIES, INC. (NEW YORK NY)
CT
12/04/2006 - 08/03/2010
RBS SECURITIES INC. (STAMFORD CT)
NY
03/16/1999 - 03/21/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
02/01/1994 - 03/18/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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