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John William Parker

THE Baker Group, LP

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About John William Parker

John William Parker is a registered representative with The Baker Group, LP. He is licensed to sell securities in Indiana and Ohio. John has been in the securities industry since February 20, 2000. His experience includes working with FSC Securities Corporation and AMEV Investors, Inc. John is a Series 6, 7 and 63 licensed advisor who has also passed the SIE exam. The Baker Group, LP is an investment advisor that specializes in providing investment strategies for financial institutions and other institutional investors. Their primary service is portfolio management for businesses and they may charge negotiable fees based on a percentage of investible assets per client.

Firm Information

John Parker is currently registered with THE Baker Group, LP. THE Baker Group, LP is a Partnership firm that was formed on May 20, 1992. The firm provides investment strategies for financial institutions and other institutional investors. It is registered with the SEC and in 25 states. The firm has 8 registered representatives and 5 investment adviser representatives.

Not reported

Assets Under Management

2

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment strategies for financial institutions and other institutional investors

Investment strategies for financial institutions and other institutional investors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiable fees based on % of investable assets per client

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John Parker’s Registration & Firm History

OK

04/16/2003 - Present

THE Baker Group, LP (OKLAHOMA CITY OK)

GA

03/17/1994 - 02/11/1997

FSC SECURITIES CORPORATION (ATLANTA GA)

MN

01/14/1991 - 04/10/1991

AMEV INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 04/23/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2003

Series 7 - General Securities Representative Examination

BC

Issued 01/11/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Parker.
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