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John William Osborne

Samco Capital Markets, Inc.

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About John William Osborne

John William Osborne is a financial advisor with Samco Capital Markets, Inc. John has been in the financial services industry since 2003. John holds the Series 7, 24, 31, 52, 53, 66, 79, and SIE licenses. John previously worked at D.A. Davidson & Co., Wells Nelson & Associates, L.L.C., WFG Investments, Inc., The Baker Group, LP, and Morgan Stanley DW Inc. John is registered in 27 states.

Firm Information

John Osborne is currently registered with Samco Capital Markets, Inc.. Samco Capital Markets, Inc. is a corporation that was formed on May 9, 2005. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Osborne’s Registration & Firm History

TX

04/01/2021 - Present

Samco Capital Markets, Inc. (DALLAS TX)

TX

05/22/2019 - 04/06/2021

D.A. DAVIDSON & CO. (DALLAS TX)

TX

05/29/2018 - 05/22/2019

WELLS NELSON & ASSOCIATES, L.L.C. (Dallas TX)

TX

04/12/2006 - 11/28/2017

WFG INVESTMENTS, INC. (DALLAS TX)

OK

03/22/2002 - 11/02/2004

THE BAKER GROUP, LP (OKLAHOMA CITY OK)

NY

10/15/2001 - 01/04/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 11/01/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/23/2015

Series 24 - General Securities Principal Examination

BC

Issued 02/22/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 10/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Osborne.
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