Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Osborn is a financial advisor in Houston, TX. John is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc., and has been working in the industry since 1978. John has a wide range of experience in the industry, having previously worked with firms such as MML Investors Services, LLC, Park Avenue Securities LLC, and Guardian Investor Services Corporation. John's career spans over 40 years and includes experience in a variety of financial services, including investment planning, retirement planning, and insurance. John holds several industry designations, including Certified Financial Planner and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
07/20/2011 - Present
Cambridge Investment Research Advisors, Inc. (HOUSTON TX)
TX
12/01/2000 - 08/02/2011
MML INVESTORS SERVICES, LLC (HOUSTON TX)
NY
05/03/1999 - 12/04/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
02/02/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
06/10/1985 - 02/27/1989
NEW ENGLAND SECURITIES CORPORATION
NA
03/23/1983 - 05/17/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/04/1980 - 04/04/1983
RAUSCHER PIERCE REFSNES, INC.
NA
08/16/1979 - 03/15/1980
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 08/21/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/03/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 11/26/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/05/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Osborn is the right advisor for you? Invested Better is here to help.
