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John William Oakley

Pruco Securities, LLC

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About John William Oakley

John William Oakley is a financial professional with over 27 years of experience in the industry. Currently, John Oakley is registered with Pruco Securities, LLC. Previously, John Oakley worked for several other firms including Cambridge Investment Research, Inc., Hornor, Townsend & Kent, Inc., and Securian Financial Services, Inc. John Oakley is a Series 6, Series 63, and SIE licensed advisor. John Oakley specializes in providing financial advice for a variety of clients including individuals, corporations, and trusts.

Firm Information

John Oakley is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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John Oakley’s Registration & Firm History

FL

08/29/2023 - Present

Pruco Securities, LLC (TAMPA FL)

FL

02/01/2018 - 08/29/2023

CAMBRIDGE INVESTMENT RESEARCH, INC. (Tampa FL)

FL

12/15/2015 - 02/09/2018

HORNOR, TOWNSEND & KENT, INC. (TAMPA FL)

FL

04/16/2015 - 12/14/2015

SECURIAN FINANCIAL SERVICES, INC. (TAMPA FL)

FL

05/27/2014 - 04/09/2015

ALLSTATE FINANCIAL SERVICES, LLC (ST PETERSBURG FL)

FL

01/09/2006 - 04/10/2014

PRINCOR FINANCIAL SERVICES CORPORATION (TAMPA FL)

OH

12/06/2004 - 12/19/2005

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

NY

08/07/2003 - 11/22/2004

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

06/19/1996 - 07/09/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/01/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John William Oakley. Review regulatory record here.
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