Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Morlock is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. John has been working in the financial services industry since 2001. John is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). John holds Series 6, 7, 24, 63, and 66 licenses. John specializes in providing financial advice to individuals and businesses. John is also a registered investment advisor in the states of New Hampshire and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NH
06/19/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HANOVER NH)
VT
09/23/2009 - 09/28/2010
PEOPLE'S SECURITIES, INC. (WHITE RIVER JUNCTION VT)
VT
12/06/2007 - 10/28/2009
CHITTENDEN SECURITIES, LLC. (WHITE RIVER JCT VT)
VT
02/26/2004 - 01/03/2005
CHITTENDEN SECURITIES, INC. (BURLINGTON VT)
MN
01/25/2001 - 02/14/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/25/2001 - 02/14/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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