Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McConnell is a financial professional with over 20 years of experience. John is currently registered with Vanguard Advisers, Inc. and has a history of working with clients across a range of industries. John has a diverse professional background, having worked in both financial services and other industries. John holds a number of professional licenses and designations, including Series 7, 31, 63, 65, and 66. In addition, John is an insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
05/31/2022 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
NC
08/18/2014 - 11/04/2014
PRINCOR FINANCIAL SERVICES CORPORATION (Charlotte NC)
NC
10/11/2013 - 08/05/2014
METLIFE SECURITIES INC. (CHARLOTTE NC)
NY
12/04/2003 - 08/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/13/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2003
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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