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John William Larson

Ladenburg Thalmann & Co. Inc.

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About John William Larson

John William Larson is an active advisor with over 25 years of experience in the financial industry. John's current affiliation is with Ladenburg Thalmann & Co. Inc. Previous affiliations include The Benchmark Company, LLC, Urchin Capital Partners, LLC, Jonestrading, ABN AMRO Incorporated, ABN AMRO Securities LLC, BANC OF AMERICA SECURITIES LLC, and Montgomery Securities. John holds several licenses including Series 7, Series 55, Series 63 and Series 57TO. John has been registered with the following states: California, Connecticut, New York, Oregon, and Washington.

Firm Information

John Larson is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Larson’s Registration & Firm History

NY

03/16/2017 - Present

Ladenburg Thalmann & Co. Inc. (New York NY)

CA

09/08/2008 - 04/07/2017

THE BENCHMARK COMPANY, LLC (mill valley CA)

CA

02/13/2007 - 11/12/2007

URCHIN CAPITAL PARTNERS, LLC (SAN FRANCISCO CA)

CA

04/22/2002 - 05/20/2005

JONESTRADING (THOUSAND OAKS CA)

CT

03/01/2002 - 04/18/2002

ABN AMRO INCORPORATED (STAMFORD CT)

NY

04/30/2001 - 03/01/2002

ABN AMRO SECURITIES LLC (NEW YORK NY)

CT

05/31/2000 - 04/30/2001

ABN AMRO INCORPORATED (STAMFORD CT)

NY

10/01/1997 - 05/18/2000

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

03/18/1993 - 10/01/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/15/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for John William Larson. Review regulatory record here.
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