Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Koene is a securities professional with over 15 years of experience in the financial industry. John is currently registered with Herbert J. Sims & CO, Inc. and is a licensed securities principal. John has a broad range of experience, having previously worked at David Lerner Associates, Inc. John holds the Series 7, Series 24, Series 52, Series 53, and Series 63 licenses. John is committed to providing personalized financial advice and investment solutions that meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/19/2018 - Present
Herbert J. Sims & CO, Inc. (Red Bank NJ)
NJ
01/07/2008 - 07/16/2018
DAVID LERNER ASSOCIATES, INC. (LAWRENCEVILLE NJ)
BC
Issued 03/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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