Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Kim is a financial advisor with over 24 years of experience in the industry. John is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed to provide financial advice in 26 states, including California, Florida, New York and Texas. John holds several industry licenses, including Series 7, 50, 52, 53, 54, and 63. John specializes in providing a wide range of financial services to individuals, businesses and institutions, including financial planning, portfolio management, investment banking and municipal advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/21/2014 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
06/25/1998 - 06/25/2014
E.J. DE LA ROSA & CO., INC. (SAN FRANCISCO CA)
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 12/04/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Kim is the right advisor for you? Invested Better is here to help.
