Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Hopkins is an investment advisor with over 30 years of experience in the financial services industry. John is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. John has a wide range of experience and expertise in the financial services industry and holds a number of licenses, including Series 7, 24, 52TO, 53, 55, 57TO and SIE. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/14/2023 - Present
Cetera Advisors LLC (SAINT PAUL MN)
MN
06/28/2005 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MN
06/28/2005 - 11/04/2021
CRI SECURITIES, LLC (ST PAUL MN)
OH
02/06/2003 - 06/08/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
MN
06/30/2000 - 08/22/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CT
05/04/1994 - 07/01/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
04/12/1993 - 05/19/1994
REGIONAL OPERATIONS GROUP, INC. (NEW YORK NY)
NA
12/22/1992 - 04/12/1993
DAIN BOSWORTH INCORPORATED
NY
08/19/1991 - 11/13/1992
CFS BROKERAGE CORP. (NEW YORK NY)
BC
Issued 08/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/22/1997
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/14/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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