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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Holmes is an investment advisor representative with Osaic Wealth, Inc. John has been in the financial services industry since 2007. John has a Series 6, 7, 63, and 65 licenses. John has worked with clients from a variety of backgrounds, including high-net-worth individuals, corporations, and charitable organizations. John has a proven track record of helping clients achieve their financial goals. John is committed to providing personalized financial advice and guidance to help each client reach their goals. John offers a variety of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/03/2023 - Present
Osaic Wealth, Inc. (CYPRESS TX)
TX
07/29/2020 - 11/03/2023
FSC SECURITIES CORPORATION (CYPRESS TX)
TX
05/15/2018 - 07/24/2020
WELLS FARGO CLEARING SERVICES, LLC (KATY TX)
TX
01/02/2015 - 05/02/2018
CAPITAL ONE INVESTING, LLC (Houston TX)
TX
01/14/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (HOUSTON TX)
TX
05/16/2013 - 01/09/2014
BBVA SECURITIES INC. (HOUSTON TX)
TX
07/24/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
09/28/2011 - 07/24/2012
ALLSTATE FINANCIAL SERVICES, LLC (KATY TX)
TX
08/19/2010 - 09/07/2011
NEW ENGLAND SECURITIES (HOUSTON TX)
TX
11/09/2007 - 11/11/2009
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
IA
Issued 08/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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